A new approach that delivers compliance at scale across all Regulatory Themes for each Legal Entity
Businesses trust processes built up over time and refined with experience to consistently deliver products and services to customers.
They want to comply with Regulations that set standards to protect customers and sustain critical business services.
The scale, complexity and precision required creates a significant challenge with a clear need for a new approach enabled by technology solutions designed for fast paced digital businesses.
The new approach, Compliance By Design, uses a state of the art Change Intelligence Platform with pre-built content to accelerate adoption and prove compliance with clear lineage from obligations to process activities.
Interactive
Single
Rulebook
A digital library with each legal text for a Regulatory Theme and the collaborative functionality your team needs to conduct an Impact Analysis to link each obligation to a process activity with the level of precision required by Regulators.
Compliance
Matrix
A matrix report with all of the connections between obligations and process activities that proves compliance. It is a two way report that shows all of the process activities that are connected to the obligations in a Regulatory Theme or all of the obligations that are connected to the process activities in a Standard Operating Procedure.
Digital
Standard Operating Procedures
Easy to follow process-flows connecting Governance, Management and Operations activities delivered as lifecycle Standard Operating Procedures with clear allocation of tasks to people, systems and service providers with responsibilities linked to obligations in each legal text.
Rules
Navigator
A dependency tree that allows any team member to navigate between an obligation and a process activity. Starting with the single rulebook you navigate through the chapters and articles to find a legal text which is linked to the process activity and associated document you will rely on for compliance with an obligation. The Navigator looks through the Single Rulebook from the Article in a Regulation that contains the scope for a Consultation Paper to the detail in the final Technical Standards.
![Single Rulebook Obligations and Stakeholders [1 of 5]](https://static.wixstatic.com/media/e109ab_2ce0a36d6bf748f4abbdbebe1ee533e5f000.jpg/v1/fill/w_960,h_540,enc_auto/file.jpeg)
![Impact Assessment [2 of 5]](https://static.wixstatic.com/media/e109ab_eebd00b161ba4af79997a60d1c5d486ef000.jpg/v1/fill/w_960,h_540,enc_auto/file.jpeg)
![Linking Indexes and Libraries [3 of 5]](https://static.wixstatic.com/media/e109ab_84517cea5fa44d169420ea96d422426cf000.jpg/v1/fill/w_960,h_540,enc_auto/file.jpeg)
![Connecting Process Activities [4 of 5]](https://static.wixstatic.com/media/e109ab_883ffe21eca547dbbd1a67881fe6172ef000.jpg/v1/fill/w_960,h_540,enc_auto/file.jpeg)
![Rules Navigator [5 of 5]](https://static.wixstatic.com/media/e109ab_aa3931c809b5400f88c65b35d3a51438f000.jpg/v1/fill/w_960,h_540,enc_auto/file.jpeg)
